IndexIQ Advisors LLC

Q4 2020 13F Combination Report, Stock Holdings

Signature - Title
Jonathan Zimmerman - Chief Operating Officer
Location
New York, NY
Holdings as of
December 31, 2020
Value $
$2.72B
Num holdings
1,059
Date filed
2/5/2021, 10:39 AM
Form type
13F-HR
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). Top holdings included ULTR, GBIL, CWB, BKLN, and CXO.
Previous filing
Q3 2020 - Nov 12, 2020
Next filing
Q1 2021 - May 7, 2021
Filing 2020 Q4 compared to 2020 Q3 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Jonathan Zimmerman Chief Operating Officer New York, New York 2/5/2021

List of Other Managers Reporting for IndexIQ Advisors LLC:

Name Holdings Value Location File Number
Mackay Shields Llc $3.09B New York, NY 028-00046
NYL Investors LLC $1.56B New York, NY 028-16259

Other Included Managers (2):

Num Name Location File Number
1 Indexiq Llc New York, NY 028-13710
2 New York Life Investment Management Llc New York, NY 028-06325