D. E. Shaw & Co., Inc.

Q3 2020 13F Holdings Report, Options Holdings

Notable people
David Shaw
Signature - Title
Daniel R. Marcus - See Additional Information
Location
New York, NY
Options holdings as of
September 30, 2020
Notional value $
$23.2B
Number of holdings
1,228
Date filed
11/16/2020, 04:10 PM
Description
All US holdings of this investor are reported in this report.
Previous filing
Q2 2020 - Aug 14, 2020
Stock holdings
Showing options holdings, see here for stock holdings
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value
Filing 2020 Q3 compared to 2020 Q2 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Nathan Thomas See Additional Information New York, New York 11/16/2020

Nathan Thomas signs this Report as Attorney-in-Fact for David E. Shaw, President of D. E. Shaw & Co., Inc. D. E. Shaw & Co., Inc. may be deemed an institutional investment manager in its capacity as the general partner of D. E. Shaw & Co., L.P., which in turn is the managing member of certain other affiliated institutional investment managers. D. E. Shaw & Co., Inc. does not exercise investment or voting discretion, and therefore disclaims such discretion, with respect to Section 13(f) securities. D. E. Shaw & Co., L.P. may be deemed to exercise investment or voting discretion for affiliated institutional investment managers. D. E. Shaw & Co., L.P. does not exercise investment or voting discretion, and therefore disclaims such discretion, with respect to Section 13(f) securities over which such affiliated institutional investment managers exercise investment or voting discretion.

Other Included Managers (4):

Num Name Location File Number
1 D. E. SHAW & CO, L.P. New York, NY 028-05394
2 D. E. Shaw Investment Management, L.L.C. New York, NY 028-11452
3 D. E. Shaw Heliant Adviser, L.L.C. New York, NY 028-14492
4 D. E. Shaw Adviser II, L.L.C. New York, NY 028-15385