CASTLE CREEK CAPITAL PARTNERS IV, LP

Q3 2020 13F Holdings Report, Stock Holdings

Signature - Title
Martin J. Szumski - Chief Financial Officer
Location
Rancho Santa Fe, CA
Holdings as of
30 Sep 2020
Value $
$28,001,000
Num holdings
1
Filing time
08 Oct 2020, 16:03:07 UTC
Form type
13F-HR
Description
All US holdings of this investor are reported in this report. Top holdings included SONA.
Previous filing
Q2 2020 - 08 Jul 2020
SEC
View on sec.gov
Sym Weight Trade Impact Company Class Share Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2020 Q3 compared to 2020 Q2 by default. Changes are calculated vs the previous SEC filing.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Martin J. Szumski Chief Financial Officer Rancho Santa Fe, California 08 Oct 2020

Other Included Managers (1):

Num Name Location File Number
1 Castle Creek Capital IV LLC Rancho Santa Fe, CA 028-15366