TFG Asset Management GP Ltd

Q3 2014 13F Holdings Report, New Holdings, Stock Holdings

Signature - Title
Stacy Scheehle - Chief Compliance Officer
Location
Grand Cayman, Cayman Islands
Holdings as of
September 30, 2014
Value $
$16.5M
Num holdings
1
Date filed
2/12/2015, 05:19 PM
Description
The Form 13F report requires disclosure of the manager that files the report, the name and class of the security, the CUSIP code, the number of shares as of the end of the calendar quarter for which the report is filed, and the total market value. The market value column should not be used as a substitute for Assets Under Management (AUM), as it does not include cash held in accounts.
Previous filing
Q2 2014 - Aug 13, 2014
Next filing
Q4 2014 - Feb 13, 2015
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Stacy Scheehle Chief Compliance Officer New York, New York 2/12/2015

This amended Form 13F-HR is being filed to include holdings in United States Steel Corporation that were inadvertently omitted in the Form 13F-HR for the quarter ended September 30, 2014.

Other Included Managers (3):

Num Name Location File Number
1 TFG Asset Management L.P. Grand Cayman, Cayman Islands 028-15282
2 TFG Asset Management UK LLP London, United Kingdom 028-15285
3 TFG Asset Management US LP New York, NY 028-15284