Filing 2014 Q1 compared to 2013 Q4 by default. Changes are calculated vs the previous SEC filing.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
Person Signing this Report on Behalf of Reporting Manager:
Name
Title
City, State
Date
Robert B. Knauss
Managing Director
New York, New York
13 May 2014
* The positions reported in the table are held, directly or indirectly, by one or more entities engaged in the private equity business. (1) The information herein consists of 29,135,449 Class B Ordinary Shares which are convertible into one Class A Ordinary Share and such Class A Ordinary Shares are convertible into 14,567,724 ADS. (2) WP Antero, LLC, an affiliate of Warburg Pincus LLC, holds a 38.4% voting interest, and a minority economic interest that is determined based on a multi-level waterfall, in Antero Resources Investment LLC, which directly owns the 220,965,909 shares of common stock of Antero Resources, Inc. (3) The correct number that should appear in column 8 for Antero Resources, Inc. shared voting authority is 220,965,909. (4) The information contained herein includes 17,051,886 shares held by WP Expedition Co-Invest L.P., an affiliate of Warburg Pincus LLC. (5) The correct number that should appear in column 8 for Kosmos Energy Limited shared voting authority is 137,011,151. (6) The RDA Micro-electronics, Inc. information reported consists of 87,620,652 Ordinary Shares directly held which are convertible into 14,603,442 SPONS ADR's and 15,000,000 Ordinary Shares indirectly held which are convertible into 2,500,000 SPONS ADR's. (7) On April 18, 2014 Sterling Financial Corporation merged with and into Umpqua Holdings Corporation ("Umpqua"), with Umpqua as the surviving corporation in the merger. (8) The Xueda Ed. Group information reported includes 8,624,000 Ordinary Shares convertible into 4,312,000 SPONS ADR's.
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