Kohlberg Kravis Roberts & Co. L.P.

Q4 2013 13F Holdings Report, Options Holdings

Signature - Title
Lew Breckenridge - Managing Director
Location
New York, NY
Options holdings as of
December 31, 2013
Notional value $
$120M
Number of holdings
11
Date filed
2/14/2014, 04:20 PM
Description
All US holdings of this investor are reported in this report.
Next filing
Q1 2014 - Aug 14, 2014
Stock holdings
Showing options holdings, see here for stock holdings
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
David Sorkin General Counsel New York, New York 2/14/2014

The following information corresponds to the securities indicated in the attached Information Table: (i) The Information Table entry for ANADARKO PETE CORP includes two series of call options. (ii) KKR may be deemed to have investment discretion over an aggregate number of 30,003,152 shares of HCA HOLDINGS INC, which consists of shares held by an investment vehicle jointly owned by KKR and other investors; (iii) KKR may be deemed to have investment discretion over an aggregate number of 3,192,946 shares of JAZZ PHARMACEUTICALS PLC; (iv) KKR may be deemed to have investment discretion over an aggregate number of 33,641,300 shares of MARVELL TECHNOLOGY GROUP LTD; (v) KKR may be deemed to have investment discretion over an aggregate number of 25,065,842 shares of NIELSEN HOLDINGS N V, which consists of shares held by an investment vehicle jointly owned by KKR and other investors; (vi) KKR may be deemed to have investment discretion over an aggregate number of 19,349,996 shares of NXP SEMICONDUCTORS N V; (vii) KKR may be deemed to have investment discretion over an aggregate number of 4,750,000 shares of RIGNET INC; (viii) KKR may be deemed to have investment discretion over an aggregate number of 89,711 shares of ROCKWOOD HLDGS INC; and (ix) KKR may be deemed to have investment discretion over an aggregate number of 8,508,807 shares of WALGREEN CO.

Other Included Managers (2):

Num Name Location File Number
1 KKR Investment Management LLC New York, NY 028-13533
2 KKR Credit Advisors (US) LLC San Francisco, CA 028-14775