Paloma Partners Management Co

Q3 2014 13F Combination Report, Stock Holdings

Signature - Title
Randall U. Tam - VICE PRESIDENT
Location
Greenwich, CT
Holdings as of
30 Sep 2014
Value $
$1,736,575,000
Num holdings
910
Filing time
14 Nov 2014, 14:22:55 UTC
Form type
13F-HR
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). Top holdings included TWC, TRW, A309PS, PL, and CNQR.
Previous filing
Q2 2014 - 14 Aug 2014
Next filing
Q4 2014 - 17 Feb 2015
Options Holdings
Showing stock holdings, see here for options holdings
Sym Weight Trade Impact Company Class Share Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2014 Q3 compared to 2014 Q2 by default. Changes are calculated vs the previous SEC filing.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
RANDALL U. TAM VICE PRESIDENT Greenwich, Connecticut 14 Nov 2014

List of Other Managers Reporting for Paloma Partners Management Co:

Name Holdings Value Location File Number
MAK CAPITAL ONE LLC $743,151,419 New York, NY 028-12344
Realm Partners LLC $0 New York, NY 028-13693
LMR Master Fund Ltd $968,068,000 Grand Cayman, Cayman Islands 028-14442
Cipher Capital LP $216,093,824 New York, NY 028-15310

Other Included Managers (3):

Num Name Location File Number
1 Ergoteles LLC New York, NY 028-15313
2 Schecter Capital LP New York, NY 028-15947
3 Rockville Capital, LLC Garden City, NY 028-15946