Paloma Partners Management Co

Q1 2014 13F Combination Report, Options Holdings

Signature - Title
Theodore Hagan - CHIEF FINANCIAL OFFICER
Location
Greenwich, CT
Options holdings as of
March 31, 2014
Notional value $
$465M
Number of holdings
50
Date filed
5/15/2014, 10:02 AM
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s).
Previous filing
Q4 2013 - Feb 14, 2014
Stock holdings
Showing options holdings, see here for stock holdings
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value
Filing 2014 Q1 compared to 2013 Q4 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
RANDALL U. TAM VICE PRESIDENT Greenwich, Connecticut 5/15/2014

Other Included Managers (4):

Num Name Location File Number
1 Riley Creek Capital Management LLC 028-14816
2 Ergoteles LLC 028-15313
3 Rockville Capital, LLC 028-15946
4 Schecter Capital LP 028-15947