Cowen Investment Management LLC

Q1 2024 13F Holdings Report, Options Holdings

Signature - Title
John Holmes - Chief Operating Officer
Location
New York, NY
Options holdings as of
March 31, 2024
Notional value $
$0
Number of holdings
2
Date filed
8/29/2024, 09:52 AM
Description
All US holdings of this investor are reported in this report.
Previous filing
Q4 2023 - Aug 29, 2024
Stock holdings
Showing options holdings, see here for stock holdings
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value
Filing 2024 Q1 compared to 2023 Q4 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
John Holmes Chief Operating Officer New York, New York 8/29/2024

Cowen Investment Management LLC and its affiliates ("Cowen") may be deemed to be ultimately controlled by Toronto-Dominion Bank and its affiliates ("TD"), by virtue of their corporate relationship. Neither TD nor Cowen share information with one another related to their investments, with certain exceptions. However, under Section 13(f) of the Securities Exchange Act 1934, as amended, and the rules promulgated thereunder, TD may be deemed to have shared investment discretion with Cowen over the securities managed by Cowen.