COWEN AND COMPANY, LLC

Q1 2024 13F Holdings Report, Options Holdings

Signature - Title
Steven Cohen - Chief Compliance Officer
Location
New York, NY
Options holdings as of
March 31, 2024
Notional value $
$0
Number of holdings
68
Date filed
5/3/2024, 07:57 AM
Description
All US holdings of this investor are reported in this report.
Previous filing
Q4 2023 - Feb 12, 2024
Next filing
Q2 2024 - Aug 7, 2024
Stock holdings
Showing options holdings, see here for stock holdings
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value
Filing 2024 Q1 compared to 2023 Q4 - Restatement by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Steven Cohen Chief Compliance Officer New York, New York 5/2/2024

On May 1, 2020, Cowen Execution Services LLC (CES) merged with its affiliate, Cowen and Company, LLC (Cowen and Company). As a result of the merger, Cowen and Company is the surviving entity and CES has ceased to exist as a separate operating broker-dealer and 13F Notice Filer. All CES positions became positions of Cowen and Company.

Other Included Managers (1):

Num Name Location File Number
3 Cowen Financial Products LLC New York, NY 028-19614