Showing options holdings,
see here
for stock holdings
DFPG INVESTMENTS, LLC Q4 2023 Portfolio
Sym
Company
Class
Option
Share Change
Activity
* Price $
Shares
Notional Value
Filing 2023 Q4 compared to 2023 Q3 by default. Changes are calculated vs the previous SEC filing.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
Person Signing this Report on Behalf of Reporting Manager:
Name
Title
City, State
Date
Lupe Fungalei
Compliance Analyst
Sandy, Utah
09 Jan 2024
List of Other Managers Reporting for DFPG INVESTMENTS, LLC:
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