DFPG INVESTMENTS, LLC

Q4 2023 13F Combination Report, Options Holdings

Signature - Title
Lupe Fungalei - Compliance Analyst
Location
Sandy, UT
Options holdings as of
December 31, 2023
Notional value $
$500
Number of holdings
1
Date filed
1/9/2024, 05:51 PM
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s).
Previous filing
Q3 2023 - Nov 13, 2023
Stock holdings
Showing options holdings, see here for stock holdings
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value
Filing 2023 Q4 compared to 2023 Q3 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Lupe Fungalei Compliance Analyst Sandy, Utah 1/9/2024

List of Other Managers Reporting for DFPG INVESTMENTS, LLC:

Name Holdings Value Location File Number
TOWNSQUARE CAPITAL LLC $8.35B Provo, UT 028-19141