NEW YORK LIFE INVESTMENT MANAGEMENT LLC

Q3 2023 13F Combination Report, Stock Holdings

Signature - Title
Kevin Bopp - Chief Compliance Officer
Location
New York, NY
Holdings as of
30 Sep 2023
Value $
$9,250,409,701
Num holdings
1,295
Filing time
07 Nov 2023, 20:27:22 UTC
Form type
13F-HR
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). Top holdings included AAPL, MSFT, IQSU, CLRG, and ESGB.
Previous filing
Q2 2023 - 07 Aug 2023
Next filing
Q4 2023 - 06 Feb 2024
Sym Weight Trade Impact Company Class Share Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2023 Q3 compared to 2023 Q2 by default. Changes are calculated vs the previous SEC filing.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Kevin Bopp Chief Compliance Officer New York, New York 07 Nov 2023

List of Other Managers Reporting for NEW YORK LIFE INVESTMENT MANAGEMENT LLC:

Name Holdings Value Location File Number
AMERICAN CENTURY INVESTMENT MANAGEMENT INC Kansas City, MO 028-01091
MACKAY SHIELDS LLC $2,857,443,441 New York, NY 028-00046
JANUS HENDERSON INVESTORS US LLC Denver, CO 028-01343
Winslow Capital Management, LLC $29,802,721,291 Minneapolis, MN 028-03676
SEGALL BRYANT & HAMILL, LLC $7,388,240,966 Chicago, IL 028-03381
CBRE INVESTMENT MANAGEMENT LISTED REAL ASSETS LLC $6,811,028,300 Radnor, PA 028-06044
Brown Advisory LLC Baltimore, MD 028-05775
PACIFIC INVESTMENT MANAGEMENT CO LLC Newport Beach, CA 028-10952
Epoch Investment Partners, Inc. $17,598,526,605 New York, NY 028-10968
Newton Investment Management (North America) Ltd London, United Kingdom 028-17543
CUSHING ASSET MANAGEMENT, LP dba NXG INVESTMENT MANAGEMENT $1,743,763,030 Dallas, TX 028-12384
FIAM LLC Smithfield, RI 028-12282
Fiera Capital Corp $31,534,134,795 Montreal, Quebec, Canada 028-14036
S.c.a. Candriam $19,991,410,950 Strassen 028-16845
NYL Investors LLC $294,316,831 New York, NY 028-16259
Wellington Management Co LLP Boston, MA 028-16899
SigFig Wealth Management, LLC $3,354,971,494 San Francisco, CA 028-17789
PineStone Asset Management Inc. $16,086,375,964 Montreal, Quebec, Canada 028-23078

Other Included Managers (2):

Num Name Location File Number
1 IndexIQ Advisors LLC New York, NY 028-13712
2 INDEXIQ LLC New York, NY 028-13710