Period
Q3 2023
Calendar quarter covered by the filing.
Transform Wealth, LLC portfolio
Q3 2023 · Holdings as of · Filed · reported in Form 13F
$948.13M
Full value: $948,126,247 · USD · 30 Sep 2023What changed in Q3 2023?
Comparable share positions since Q2 2023.
- New
- 24
- Increased
- 64
- Reduced
- 142
- Exited
- 44
Largest disclosed changes
-
shares
+372.67K
Full value: +372,673 · shares · 30 Sep 2023estimated+$18.44M
Full value: +$18,443,572 · USD · 30 Sep 2023 · Estimated from share changes and filing pricesWeight +2.01 percentage points
-
shares
-93.53K
Full value: -93,529 · shares · 30 Sep 2023estimated-$15.33M
Full value: -$15,332,237 · USD · 30 Sep 2023 · Estimated from share changes and filing pricesWeight -1.46 percentage points
-
shares
-398.04K
Full value: -398,039 · shares · 30 Sep 2023estimated-$12.36M
Full value: -$12,359,113 · USD · 30 Sep 2023 · Estimated from share changes and filing pricesWeight -0.99 percentage points
-
shares
+401.37K
Full value: +401,370 · shares · 30 Sep 2023estimated+$12.29M
Full value: +$12,285,944 · USD · 30 Sep 2023 · Estimated from share changes and filing pricesWeight +1.32 percentage points
-
shares
-104.44K
Full value: -104,443 · shares · 30 Sep 2023estimated-$10.51M
Full value: -$10,513,433 · USD · 30 Sep 2023 · Estimated from share changes and filing pricesWeight -0.94 percentage points
Estimates use share changes and filing prices. They are not trade proceeds. Options and principal positions are excluded.
Compare with Q2 2023Holdings
| Sym | Weight | Trade Impact | Company | Class | Share Change | Activity | Value change | SEC-reported value | SEC-reported price | Shares | Principal |
|---|
Filing details and SEC source
- Portfolio date
- 30 Sep 2023
- Reported 13F value
- $948,126,247
- Reported 13F holdings
- 237
- Largest 13F holdings
-
AAPL MSFT SPY IVE BKLN PULS AGG GOOGL UNH AMZN AVGO XLI
+8 more
LRCX JPM ABBV XOM IVW CVX PAPR CSCO - What this filing covers
-
13F holdings
237Parsed equity rows, excluding option-only view rows.
Reported value
$948,126,247SEC Form 13F market value, not total AUM.
Accepted by SEC
10 Oct 2023EDGAR acceptance date.
How to read this filing
- Start with the largest positions and changes, then open issuer-level rows for CUSIP-specific history.
- Form 13F market value excludes cash and many non-13F assets, so it should not be treated as total assets under management.
- SEC classifies this as a holdings report: this manager reports its visible U.S.-listed equity holdings in this filing.
- Manager signature
- Mark J. Riley - CCO
- Manager location
- Greenwood Village, CO
- Accepted by SEC
- 10 Oct 2023, 21:27:46 UTC
- SEC form
- 13F-HR
- Prior SEC filing
- Q2 2023 - 14 Jul 2023
- Next SEC filing
- Q4 2023 - 27 Feb 2024
- Source filing
- View source filing
- Options holdings
- Showing equity holdings. Open options holdings.
13F snapshot
Latest parsed holdings, value, and filing-period context.
1 signal
Manager
Names, identifiers, and filing context for this profile.
2 identity fields
Source evidence
Original filing metadata and source links for verification.
5 source fields
Related views
1 detail
This view compares filing 2023 Q3 with 2023 Q2. Changes are calculated against the previous SEC filing.
SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held.
* marks a reported price that did not pass the local price check.
* marks a reported price that did not pass the local price check.
Person Signing this Report on Behalf of Reporting Manager:
| Name | Title | City, State | Date |
|---|---|---|---|
| Mark J. Riley | CCO | Greenwood Village, Colorado | 10 Oct 2023 |