CHI Advisors LLC

Q2 2023 13F Holdings Report, Restatement, Options Holdings

Signature - Title
Ashley Latourelle - Chief Compliance Officer
Location
New York, NY
Options holdings as of
June 30, 2023
Notional value $
$0
Number of holdings
1
Date filed
8/21/2023, 08:53 PM
Description
All US holdings of this investor are reported in this report.
Previous filing
Q1 2023 - May 11, 2023
Next filing
Q3 2023 - Nov 13, 2023
Stock holdings
Showing options holdings, see here for stock holdings
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value
Filing 2023 Q2 - Restatement compared to 2023 Q1 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Ashley Latourelle Chief Compliance Officer New York, New York 8/21/2023

Cowen Investment Management LLC and its affiliates ("Cowen") may be deemed to be ultimately controlled by Toronto-Dominion Bank and its affiliates ("TD"), by virtue of their corporate relationship. Neither TD nor Cowen share information with one another related to their investments, with certain exceptions. However, under Section 13(f) of the Securities Exchange Act 1934, as amended, and the rules promulgated thereunder, TD may be deemed to have shared investment discretion with Cowen over the securities managed by Cowen.