COWEN AND COMPANY, LLC

Q4 2021 13F Holdings Report, Options Holdings

Signature - Title
Jeffrey Sundram - Chief Compliance Officer
Location
New York, NY
Options holdings as of
December 31, 2021
Notional value $
$4.45M
Number of holdings
149
Date filed
2/14/2022, 05:01 PM
Description
All US holdings of this investor are reported in this report.
Previous filing
Q3 2021 - Nov 12, 2021
Stock holdings
Showing options holdings, see here for stock holdings
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value
Filing 2021 Q4 compared to 2021 Q3 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Steven Cohen Chief Compliance Officer New York, New York 2/14/2022

On May 1, 2020, Cowen Execution Services LLC (CES) merged with its affiliate, Cowen and Company, LLC (Cowen and Company). As a result of the merger, Cowen and Company is the surviving entity and CES has ceased to exist as a separate operating broker-dealer and 13F Notice Filer. All CES positions became positions of Cowen and Company.

Other Included Managers (1):

Num Name Location File Number
3 Cowen Financial Products LLC New York, NY 028-19614