DFPG INVESTMENTS, LLC

Q4 2021 13F Combination Report, Options Holdings

Signature - Title
Lupe Fungalei - Compliance Analyst
Location
Sandy, UT
Options holdings as of
December 31, 2021
Notional value $
$0
Number of holdings
0
Date filed
1/31/2022, 03:15 PM
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s).
Previous filing
Q3 2021 - Oct 19, 2021
Stock holdings
Showing options holdings, see here for stock holdings

DFPG INVESTMENTS, LLC didn't report any options holdings as of Q4 2021. Check stock holdings.

Filing 2021 Q4 compared to 2021 Q3 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Daniel Teague Compliance Analyst Sandy, Utah 1/25/2022

List of Other Managers Reporting for DFPG INVESTMENTS, LLC:

Name Holdings Value Location File Number
TOWNSQUARE CAPITAL LLC $8.35B Provo, UT 028-19141