Transform Wealth, LLC portfolio

Q4 2021 · Holdings as of 31 Dec 2021 · Filed 26 Jan 2022 · $957,438,000 reported in Form 13F

All quarters View SEC source

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What changed in Q4 2021?

Comparable share positions since Q3 2021.

View all holdings

New: 9
Increased: 63
Reduced: 124
Exited: 14

Largest disclosed changes

JPST Increased
J P MORGAN EXCHANGE-TRADED F

245,926 shares

+$12,414,439 estimated

Weight +1.21 percentage points
PJUL Reduced
INNOVATOR ETFS TR

-264,519 shares

-$8,155,190 estimated

Weight -1.04 percentage points
RDSA Reduced
ROYAL DUTCH SHELL PLC

-169,207 shares

-$7,346,618 estimated

Weight -0.87 percentage points
C Reduced
CITIGROUP INC

-110,467 shares

-$6,668,074 estimated

Weight -0.91 percentage points
MU Reduced
MICRON TECHNOLOGY INC

-65,303 shares

-$6,083,312 estimated

Weight -0.51 percentage points

Estimates use share changes and filing prices. They are not trade proceeds. Options and principal positions are excluded.

Compare with Q3 2021

Holdings

Show detailed columns

Sym	Weight	Trade Impact	Company	Class	Share Change	Activity	Value change	SEC-reported value	SEC-reported price	Shares	Principal

Filing details and SEC source

Portfolio date: 31 Dec 2021
Reported 13F value: $957,438,000
Reported 13F holdings: 218
Largest 13F holdings: POWL AAPL MSFT PJUL IVE JPST IVW JMST ACN ABBV GOOGL LRCX
+8 more
QDF UNH TGT AMZN ADBE VOO XLK COST
What this filing covers: Period
Q4 2021
Calendar quarter covered by the filing.
13F holdings
218
Parsed equity rows, excluding option-only view rows.
Reported value
$957,438,000
SEC Form 13F market value, not total AUM.
Accepted by SEC
25 Jan 2022
EDGAR acceptance date.
How to read this filing
Start with the largest positions and changes, then open issuer-level rows for CUSIP-specific history.
Form 13F market value excludes cash and many non-13F assets, so it should not be treated as total assets under management.
SEC classifies this as a holdings report: this manager reports its visible U.S.-listed equity holdings in this filing.
Manager signature: Mark J. Riley - CCO
Manager location: Greenwood Village, CO
Accepted by SEC: 25 Jan 2022, 18:32:47 UTC
SEC form: 13F-HR
Prior SEC filing: Q3 2021 - 28 Oct 2021
Next SEC filing: Q1 2022 - 25 Apr 2022
Source filing: View source filing

This view compares filing 2021 Q4 with 2021 Q3 - Restatement. Changes are calculated against the previous SEC filing.

Compare Q4 2021 to

SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held.
^* marks a reported price that did not pass the local price check.

Person Signing this Report on Behalf of Reporting Manager:

Name	Title	City, State	Date
Mark J. Riley	CCO	Greenwood Village, Colorado	24 Jan 2022