MACKAY SHIELDS LLC

Q3 2021 13F Holdings Report, Restatement, Stock Holdings

Signature - Title
Chris Fitzgerald - Chief Compliance Officer
Location
New York, NY
Holdings as of
September 30, 2021
Value $
$9.83B
Num holdings
708
Date filed
1/14/2022, 08:01 PM
Description
All US holdings of this investor are reported in this report.
Previous filing
Q2 2021 - Aug 13, 2021
Next filing
Q4 2021 - Feb 4, 2022
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2021 Q3 - Restatement compared to 2021 Q2 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Chris Fitzgerald Chief Compliance Officer New York, New York 1/14/2022

Other Included Managers (7):

Num Name File Number
1 NEW YORK LIFE INVESTMENT MANAGEMENT LLC 028-06325
2 FIRST TRUST ADVISORS LP 028-06487
3 NEW YORK LIFE INSURANCE CO 028-00065
4 OPPENHEIMER ASSET MANAGEMENT INC. 028-10748
5 MCMORGAN & CO LLC 028-10044
6 RIVERNORTH CAPITAL MANAGEMENT, LLC 028-13256
7 IndexIQ Advisors LLC 028-13712