DFPG INVESTMENTS, LLC

Q2 2021 13F Combination Report, Stock Holdings

Signature - Title
Daniel Teague - Compliance Analyst
Location
Sandy, UT
Holdings as of
30 Jun 2021
Value $
$264,272,000
Num holdings
173
Filing time
20 Jul 2021, 21:55:34 UTC
Form type
13F-HR
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). Top holdings included FTSM, AAPL, VCSH, ICSH, and QQQ.
Previous filing
Q1 2021 - 14 Apr 2021
Next filing
Q3 2021 - 19 Oct 2021
Sym Weight Trade Impact Company Class Share Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2021 Q2 compared to 2021 Q1 by default. Changes are calculated vs the previous SEC filing.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Daniel Teague Compliance Analyst Sandy, Utah 19 Jul 2021

List of Other Managers Reporting for DFPG INVESTMENTS, LLC:

Name Holdings Value Location File Number
TOWNSQUARE CAPITAL LLC $446,109,097 Lehi, UT 028-19141