Optas, LLC

Q1 2021 13F Holdings Report, Stock Holdings

Signature - Title
Michael Berger - Chief Compliance Officer
Location
Austin, TX
Holdings as of
March 31, 2021
Value $
$319M
Num holdings
146
Date filed
4/19/2021, 09:35 AM
Description
All US holdings of this investor are reported in this report. The Form 13F report requires disclosure of the manager that files the report, the name and class of the security, the CUSIP code, the number of shares as of the end of the calendar quarter for which the report is filed, and the total market value. The market value column should not be used as a substitute for Assets Under Management (AUM), as it does not include cash held in accounts.
Previous filing
Q4 2020 - Jan 27, 2021
Next filing
Q2 2021 - Jul 27, 2021
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2021 Q1 compared to 2020 Q4 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Michael Berger Chief Compliance Officer San Francisco, California 4/15/2021

Other Included Managers (9):

Num Name Location File Number
1 Aperio Group, LLC Sausalito, CA 028-11964
2 Clearbridge Investments, LLC 028-11611
3 CONFLUENCE INVESTMENT MANAGEMENT LLC 028-13334
4 Dana Investment Advisors, Inc. 028-13023
5 Ethic Inc. New York, NY 028-19978
6 Neuberger Berman Investment Advisers LLC 028-17085
7 TRILLIUM ASSET MANAGEMENT, LLC 028-03125
8 WestEnd Advisors, LLC 028-11741
9 NIA IMPACT ADVISORS, LLC 028-20459