COWEN AND COMPANY, LLC

Q4 2020 13F Holdings Report, Stock Holdings

Signature - Title
Jeffrey Sundram - Chief Compliance Officer
Location
New York, NY
Holdings as of
December 31, 2020
Value $
$1.08B
Num holdings
228
Date filed
2/8/2021, 08:20 AM
Description
All US holdings of this investor are reported in this report. The Form 13F report requires disclosure of the manager that files the report, the name and class of the security, the CUSIP code, the number of shares as of the end of the calendar quarter for which the report is filed, and the total market value. The market value column should not be used as a substitute for Assets Under Management (AUM), as it does not include cash held in accounts.
Previous filing
Q3 2020 - Nov 3, 2020
Next filing
Q1 2021 - May 4, 2021
Options Holdings
Showing stock holdings, see here for options holdings
Our algorithm has found invalid data in this filing
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2020 Q4 compared to 2020 Q3 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Steven Cohen Chief Compliance Officer New York, New York 2/5/2021

On May 1, 2020, Cowen Execution Services LLC (CES) merged with its affiliate, Cowen and Company, LLC (Cowen and Company). As a result of the merger, Cowen and Company is the surviving entity and CES has ceased to exist as a separate operating broker-dealer and 13F Notice Filer. All CES positions became positions of Cowen and Company.

Other Included Managers (1):

Num Name Location File Number
3 Cowen Financial Products LLC New York, NY 028-19614