SANDERS MORRIS HARRIS LLC

Q4 2020 13F Holdings Report, Stock Holdings

Signature - Title
David Block - OSJ Supervisor
Location
Houston, TX
Holdings as of
31 Dec 2020
Value $
$434,906,000
Num holdings
293
Filing time
25 Jan 2021, 21:24:53 UTC
Form type
13F-HR
Description
All US holdings of this investor are reported in this report. Top holdings included QQQ, BX, IVV, CSWC, and EPD.
Previous filing
Q3 2020 - 16 Oct 2020
Next filing
Q1 2021 - 19 Apr 2021
SEC
View on sec.gov
Sym Weight Trade Impact Company Class Share Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2020 Q4 compared to 2020 Q3 by default. Changes are calculated vs the previous SEC filing.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
David Block OSJ Supervisor Houston, Texas 14 Jan 2021

SANDERS MORRIS HARRIS LLC FORMERLY SUBMITTED A 13F-NT REPORT ASSOCIATED WITH THE 13F-HR REPORT OF PINNACLE SUMMER INVESTMENTS, INC. - FILE NUMBER 028-13429