* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
Person Signing this Report on Behalf of Reporting Manager:
Name
Title
City, State
Date
Rene A. Bustamante
Chief Compliance Officer
New York, New York
10/27/2020
Other Included Managers (7):
Num
Name
File Number
1
NEW YORK LIFE INVESTMENT MANAGEMENT LLC
028-06325
2
FIRST TRUST ADVISORS LP
028-06487
3
NEW YORK LIFE INSURANCE CO
028-00065
4
OPPENHEIMER ASSET MANAGEMENT INC.
028-10748
5
MCMORGAN & CO LLC
028-10044
6
RIVERNORTH CAPITAL MANAGEMENT, LLC
028-13256
7
IndexIQ Advisors LLC
028-13712
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