Period
Q3 2020
Calendar quarter covered by the filing.
Transform Wealth, LLC portfolio
Q3 2020 · Holdings as of · Filed · reported in Form 13F
$620.26M
Full value: $620,257,000 · USD · 30 Sep 2020What changed in Q3 2020?
Comparable share positions since Q2 2020.
- New
- 14
- Increased
- 64
- Reduced
- 119
- Exited
- 23
Largest disclosed changes
-
shares
+896.43K
Full value: +896,427 · shares · 30 Sep 2020estimated+$23.56M
Full value: +$23,558,000 · USD · 30 Sep 2020 · Estimated from share changes and filing pricesWeight +3.8 percentage points
-
shares
+185.2K
Full value: +185,197 · shares · 30 Sep 2020estimated+$21.45M
Full value: +$21,447,751 · USD · 30 Sep 2020 · Estimated from share changes and filing pricesWeight +0.59 percentage points
-
shares
-573.07K
Full value: -573,068 · shares · 30 Sep 2020estimated-$16.09M
Full value: -$16,087,000 · USD · 30 Sep 2020 · Estimated from share changes and filing pricesWeight -2.76 percentage points
-
shares
-375.51K
Full value: -375,505 · shares · 30 Sep 2020estimated-$9.98M
Full value: -$9,979,000 · USD · 30 Sep 2020 · Estimated from share changes and filing pricesWeight -1.71 percentage points
-
shares
+50.28K
Full value: +50,282 · shares · 30 Sep 2020estimated+$7.5M
Full value: +$7,500,000 · USD · 30 Sep 2020 · Estimated from share changes and filing pricesWeight +1.21 percentage points
Estimates use share changes and filing prices. They are not trade proceeds. Options and principal positions are excluded.
Compare with Q2 2020Holdings
| Sym | Weight | Trade Impact | Company | Class | Share Change | Activity | Value change | SEC-reported value | SEC-reported price | Shares | Principal |
|---|
Filing details and SEC source
- Portfolio date
- 30 Sep 2020
- Reported 13F value
- $620,257,000
- Reported 13F holdings
- 215
- Largest 13F holdings
-
AAPL PSEP MSFT IVW IAU IVE AMZN TGT ABBV ADBE ACN SPYG
+8 more
XLP LRCX UNH AVGO TMO GOOGL META JPM - What this filing covers
-
13F holdings
215Parsed equity rows, excluding option-only view rows.
Reported value
$620,257,000SEC Form 13F market value, not total AUM.
Accepted by SEC
21 Oct 2020EDGAR acceptance date.
How to read this filing
- Start with the largest positions and changes, then open issuer-level rows for CUSIP-specific history.
- Form 13F market value excludes cash and many non-13F assets, so it should not be treated as total assets under management.
- SEC classifies this as a holdings report: this manager reports its visible U.S.-listed equity holdings in this filing.
- Manager signature
- Mark J. Riley - CCO
- Manager location
- Greenwood Village, CO
- Accepted by SEC
- 21 Oct 2020, 17:01:32 UTC
- SEC form
- 13F-HR
- Prior SEC filing
- Q2 2020 - 22 Jul 2020
- Next SEC filing
- Q4 2020 - 20 Jan 2021
- Source filing
- View source filing
13F snapshot
Latest parsed holdings, value, and filing-period context.
1 signal
Manager
Names, identifiers, and filing context for this profile.
2 identity fields
Source evidence
Original filing metadata and source links for verification.
5 source fields
This view compares filing 2020 Q3 with 2020 Q2. Changes are calculated against the previous SEC filing.
SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held.
* marks a reported price that did not pass the local price check.
* marks a reported price that did not pass the local price check.
Person Signing this Report on Behalf of Reporting Manager:
| Name | Title | City, State | Date |
|---|---|---|---|
| Mark J. Riley | CCO | Colorado Springs, Colorado | 20 Oct 2020 |