NEW YORK LIFE INVESTMENT MANAGEMENT LLC

Q4 2019 13F Combination Report, Stock Holdings

Signature - Title
Kevin Bopp - Chief Compliance Officer
Location
New York, NY
Holdings as of
31 Dec 2019
Value $
$681,022,000
Num holdings
15
Filing time
11 Feb 2020, 17:10:31 UTC
Form type
13F-HR
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). Top holdings included CLRG, CSML, HFXI, IQIN, and GVI.
Previous filing
Q3 2019 - 08 Nov 2019
Next filing
Q1 2020 - 12 May 2020
Sym Weight Trade Impact Company Class Share Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2019 Q4 compared to 2019 Q3 by default. Changes are calculated vs the previous SEC filing.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Kevin Bopp Chief Compliance Officer New York, New York 10 Feb 2020

List of Other Managers Reporting for NEW YORK LIFE INVESTMENT MANAGEMENT LLC:

Name Holdings Value Location File Number
MACKAY SHIELDS LLC $2,857,443,441 New York, NY 028-00046
PRICE T ROWE ASSOCIATES INC /MD/ $927,464,463,000 Baltimore, MD 028-00115
EAGLE ASSET MANAGEMENT INC St Petersburg, FL 028-01666
JANUS HENDERSON INVESTORS US LLC Denver, CO 028-01343
MELLON INVESTMENTS Corp Boston, MA 028-02900
Winslow Capital Management, LLC $29,802,721,291 Minneapolis, MN 028-03676
MARKSTON INTERNATIONAL LLC $99,068,000 White Plains, NY 028-04869
PACIFIC INVESTMENT MANAGEMENT CO LLC Newport Beach, CA 028-10952
Epoch Investment Partners, Inc. $17,598,526,605 New York, NY 028-10968
CUSHING ASSET MANAGEMENT, LP dba NXG INVESTMENT MANAGEMENT $1,743,763,030 Dallas, TX 028-12384
FIAM LLC Smithfield, RI 028-12282
IndexIQ Advisors LLC New York, NY 028-13712
S.c.a. Candriam $19,991,410,950 Strassen 028-16845
NYL Investors LLC $294,316,831 New York, NY 028-16259