Transform Wealth, LLC

Q3 2019 13F Holdings Report, Options Holdings

Signature - Title
Mark J. Riley - CCO
Location
Greenwood Village, CO
Options holdings as of
September 30, 2019
Notional value $
$0
Number of holdings
0
Date filed
10/24/2019, 09:37 AM
Description
All US holdings of this investor are reported in this report.
Previous filing
Q2 2019 - Jul 30, 2019
Stock holdings
Showing options holdings, see here for stock holdings

Transform Wealth, LLC didn't report any options holdings as of Q3 2019. Check stock holdings.

Filing 2019 Q3 compared to 2019 Q2 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Mark J. Riley CCO Colorado Springs, Colorado 10/22/2019

CARNICK & KUBIK GROUP LLC WAS FORMED ON APRIL 1, 2016 AND FORMERLLY REPORTED UNDER CARNICK & KUBIK LLC WHICH WITHDREW IT'S RIA REGISTRATION WITH THE SEC ON THAT DATE AS WELL.