SANDERS MORRIS HARRIS LLC

Q3 2018 13F Holdings Report, Restatement, Stock Holdings

Signature - Title
David Block - OSJ Supervisor
Location
Houston, TX
Holdings as of
September 30, 2018
Value $
$213M
Num holdings
136
Date filed
10/10/2018, 09:49 AM
Description
All US holdings of this investor are reported in this report.
Previous filing
Q2 2018 - Jul 10, 2018
Next filing
Q4 2018 - Jan 14, 2019
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2018 Q3 - Restatement compared to 2018 Q2 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
David Block OSJ Supervisor Houston, Texas 10/9/2018

SANDERS MORRIS HARRIS LLC FORMERLY SUBMITTED A 13F-NT REPORT ASSOCIATED WITH THE 13F-HR REPORT OF PINNACLE SUMMER INVESTMENTS, INC. - FILE NUMBER 028-13429

Other Included Managers (1):

Num Name File Number
1 MILLER GREEN FINANCIAL SERVICES INC /ADV 028-16804