SANDERS MORRIS HARRIS LLC

Q3 2017 13F Combination Report, Stock Holdings

Signature - Title
David Block - OSJ Supervisor
Location
Houston, TX
Holdings as of
30 Sep 2017
Value $
$234,443,000
Num holdings
142
Filing time
20 Oct 2017, 17:36:51 UTC
Form type
13F-HR
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). Top holdings included MAIN, EPD, ECR, JYNT, and KEY.
Previous filing
Q2 2017 - 13 Jul 2017
Next filing
Q4 2017 - 15 Feb 2018
Sym Weight Trade Impact Company Class Share Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2017 Q3 compared to 2017 Q2 by default. Changes are calculated vs the previous SEC filing.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
David Block OSJ Supervisor Houston, Texas 12 Oct 2017

SANDERS MORRIS HARRIS LLC FORMERLY SUBMITTED A 13F-NT REPORT ASSOCIATED WITH THE 13F-HR REPORT OF PINNACLE SUMMER INVESTMENTS, INC. - FILE NUMBER 028-13429

List of Other Managers Reporting for SANDERS MORRIS HARRIS LLC:

Name Holdings Value Location File Number
GFS Advisors, LLC $830,594,615 Houston, TX 028-13054
Leonetti & Associates, LLC $271,803,000 Buffalo Grove, IL 028-13075

Other Included Managers (1):

Num Name Location File Number
1 MILLER GREEN FINANCIAL SERVICES INC /ADV Spring, TX 028-16804