Concert Wealth Management Inc.

Q1 2017 13F Holdings Report, Options Holdings

Signature - Title
James Thorn - Compliance Officer & Advisor Solutions
Location
San Jose, CA
Options holdings as of
March 31, 2017
Notional value $
$0
Number of holdings
3
Date filed
5/10/2017, 04:23 PM
Description
All US holdings of this investor are reported in this report.
Previous filing
Q4 2016 - Feb 10, 2017
Stock holdings
Showing options holdings, see here for stock holdings
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value
Filing 2017 Q1 compared to 2016 Q4 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
James Thorn Compliance Officer & Advisor Solutions San Jose, California 5/9/2017

Proxy voting authority for managers 1-10 reflects only their proxy voting and not CONCERT Wealth Management Inc. CONCERT Wealth Management does not vote proxies for its client.

Other Included Managers (10):

Num Name Location File Number
1 Adhesion Wealth Advisor Solutions
2 Advisors Asset Management
3 Blackrock Investment Management
4 CWM Strategies
5 EAM Investors
6 Envestnet
7 Frontier
8 Good Harbor Financial
9 Howard Capital Management
10 Lord Abbett