SANDERS MORRIS HARRIS LLC

Q1 2017 13F Combination Report, Restatement, Stock Holdings

Signature - Title
David Block - OSJ Supervisor
Location
Houston, TX
Holdings as of
31 Mar 2017
Value $
$273,763,000
Num holdings
146
Filing time
20 Apr 2017, 15:51:45 UTC
Form type
13F-HR/A-1 - Restatement
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). Top holdings included MAIN, EPD, XOM, ECR, and TLGT.
Previous filing
Q4 2016 - 24 Jan 2017
Next filing
Q2 2017 - 13 Jul 2017
Sym Weight Trade Impact Company Class Share Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2017 Q1 - Restatement compared to 2016 Q4 by default. Changes are calculated vs the previous SEC filing.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
David Block OSJ Supervisor Houston, Texas 20 Apr 2017

SANDERS MORRIS HARRIS INC FORMERLY SUBMITTED A 13F-NT REPORT ASSOCIATED WITH THE 13F-HR REPORT OF PINNACLE SUMMER INVESTMENTS, INC. - FILE NUMBER 028-13429

List of Other Managers Reporting for SANDERS MORRIS HARRIS LLC:

Name Holdings Value Location File Number
GFS Advisors, LLC $830,594,615 Houston, TX 028-13054
Leonetti & Associates, LLC $271,803,000 Buffalo Grove, IL 028-13075

Other Included Managers (2):

Num Name Location File Number
1 SANDERS MORRIS HARRIS LLC Houston, TX 028-12760
2 MILLER GREEN FINANCIAL SERVICES INC /ADV Spring, TX 028-16804