SANDERS MORRIS HARRIS LLC

Q3 2016 13F Combination Report, Stock Holdings

Signature - Title
David Block - OSJ Supervisor
Location
Houston, TX
Holdings as of
September 30, 2016
Value $
$316M
Num holdings
159
Date filed
10/24/2016, 04:33 PM
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s).
Previous filing
Q2 2016 - Jul 25, 2016
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2016 Q3 compared to 2016 Q2 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
David Block OSJ Supervisor Houston, Texas 10/21/2016

SANDERS MORRIS HARRIS INC FORMERLY SUBMITTED A 13F-NT REPORT ASSOCIATED WITH THE 13F-HR REPORT OF PINNACLE SUMMER INVESTMENTS, INC. - FILE NUMBER 028-13429

Other Included Managers (3):

Num Name File Number
1 SANDERS MORRIS HARRIS INC. 028-12760
2 SMH CAPITAL ADVISORS INC 028-10258
3 MILLER GREEN FINANCIAL SERVICES INC /ADV 028-16804