MACKAY SHIELDS LLC

Q3 2016 13F Holdings Report, Stock Holdings

Signature - Title
Chris Fitzgerald - Chief Compliance Officer
Location
New York, NY
Holdings as of
September 30, 2016
Value $
$2.22B
Num holdings
115
Date filed
10/20/2016, 08:43 AM
Description
All US holdings of this investor are reported in this report.
Previous filing
Q2 2016 - Jul 25, 2016
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2016 Q3 compared to 2016 Q2 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Rene A. Bustamante Chief Compliance Officer New York, New York 10/13/2016

Other Included Managers (1):

Num Name File Number
1 NEW YORK LIFE INVESTMENT MANAGEMENT LLC 028-06325