SANDERS MORRIS HARRIS LLC

Q1 2016 13F Combination Report, Stock Holdings

Signature - Title
David Block - OSJ Supervisor
Location
Houston, TX
Holdings as of
March 31, 2016
Value $
$581M
Num holdings
335
Date filed
4/27/2016, 10:44 AM
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). The Form 13F report requires disclosure of the manager that files the report, the name and class of the security, the CUSIP code, the number of shares as of the end of the calendar quarter for which the report is filed, and the total market value. The market value column should not be used as a substitute for Assets Under Management (AUM), as it does not include cash held in accounts.
Next filing
Q2 2016 - Jul 25, 2016
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
David Block OSJ Supervisor Houston, Texas 4/25/2016

SANDERS MORRIS HARRIS INC FORMERLY SUMITTED A 13F-NT REPORT ASSOCIATED WITH THE 13F-HR REPORT OF PINNACLE SUMMER INVESTMENTS, INC. - FILE NUMBER 028-13429

Other Included Managers (4):

Num Name Location File Number
1 SANDERS MORRIS HARRIS INC. 028-12760
2 SMH CAPITAL ADVISORS INC 028-10258
3 Rikoon Group, LLC 028-15479
4 MILLER GREEN FINANCIAL SERVICES INC /ADV 028-16804