SANDERS MORRIS HARRIS LLC

Q1 2016 13F Combination Report, Stock Holdings

Signature - Title
David Block - OSJ Supervisor
Location
Houston, TX
Holdings as of
31 Mar 2016
Value $
$580,995,000
Num holdings
335
Filing time
27 Apr 2016, 10:44:48 UTC
Form type
13F-HR
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). Top holdings included MAIN, XOM, EPD, XLV, and XLP.
Next filing
Q2 2016 - 25 Jul 2016
Sym Weight Trade Impact Company Class Share Change Activity Value Change $ Value $ * Price $ Shares Principal
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
David Block OSJ Supervisor Houston, Texas 25 Apr 2016

SANDERS MORRIS HARRIS INC FORMERLY SUMITTED A 13F-NT REPORT ASSOCIATED WITH THE 13F-HR REPORT OF PINNACLE SUMMER INVESTMENTS, INC. - FILE NUMBER 028-13429

List of Other Managers Reporting for SANDERS MORRIS HARRIS LLC:

Name Holdings Value Location File Number
GFS Advisors, LLC $830,594,615 Houston, TX 028-13054
Leonetti & Associates, LLC $271,803,000 Buffalo Grove, IL 028-13075

Other Included Managers (4):

Num Name Location File Number
1 SANDERS MORRIS HARRIS LLC Houston, TX 028-12760
2 SMH CAPITAL ADVISORS INC Fort Worth, TX 028-10258
3 Rikoon Group, LLC Santa Fe, NM 028-15479
4 MILLER GREEN FINANCIAL SERVICES INC /ADV Spring, TX 028-16804