Pinnacle Summer Investments, Inc.

Q3 2015 13F Combination Report, Restatement, Stock Holdings

Signature - Title
Jack Bruno - SVP Wealth Management
Location
Fairfax, VA
Holdings as of
September 30, 2015
Value $
$567M
Num holdings
1,009
Date filed
11/30/2015, 01:56 PM
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). The Form 13F report requires disclosure of the manager that files the report, the name and class of the security, the CUSIP code, the number of shares as of the end of the calendar quarter for which the report is filed, and the total market value. The market value column should not be used as a substitute for Assets Under Management (AUM), as it does not include cash held in accounts.
Previous filing
Q2 2015 - Jul 28, 2015
Options Holdings
Showing stock holdings, see here for options holdings
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2015 Q3 - Restatement compared to 2015 Q2 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Jack Bruno SVP Wealth Management Houston, Texas 11/30/2015

THE EDELMAN FINANCIAL GROUP FORMERLY REPORTED AS SANDERS MORRIS HARRIS GROUP INC. ON JULY 15, 2014 THEY CHANGED THE NAME TO PINNACLE SUMMER INVESTMENTS, INC. MANAGER #2, RIKOON GROUP LLC, CONTAINTED FAULTY DATA IN THE ORIGINAL 13F REPORT AND HAS NOW BEEN CORRECTED.

List of Other Managers Reporting for Pinnacle Summer Investments, Inc.:

Name Holdings Value Location File Number
GFS Advisors, LLC $470M Houston, TX 028-13054
Leonetti & Associates, LLC $272M Buffalo Grove, IL 028-13075
Edelman Financial Services, LLC $0 Fairfax, VA 028-12214

Other Included Managers (4):

Num Name Location File Number
1 SANDERS MORRIS HARRIS LLC Houston, TX 028-12760
2 SMH CAPITAL ADVISORS INC Fort Worth, TX 028-10258
3 Rikoon Group, LLC Santa Fe, NM 028-15479
4 MILLER GREEN FINANCIAL SERVICES INC /ADV Spring, TX 028-16804