Concert Wealth Management Inc.

Q3 2014 13F Holdings Report, Stock Holdings

Signature - Title
James Thorn - Compliance Officer & Advisor Solutions
Location
San Jose, CA
Holdings as of
September 30, 2014
Value $
$722M
Num holdings
544
Date filed
11/13/2014, 03:15 PM
Description
All US holdings of this investor are reported in this report. The Form 13F report requires disclosure of the manager that files the report, the name and class of the security, the CUSIP code, the number of shares as of the end of the calendar quarter for which the report is filed, and the total market value. The market value column should not be used as a substitute for Assets Under Management (AUM), as it does not include cash held in accounts.
Previous filing
Q2 2014 - Jul 31, 2014
Next filing
Q4 2014 - Feb 11, 2015
Options Holdings
Showing stock holdings, see here for options holdings
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2014 Q3 compared to 2014 Q2 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
James Thorn Chief Compliance Officer San Jose, California 11/13/2014

Proxy voting authority for managers 1-7 reflects only their proxy voting and not CONCERT Wealth Management Inc. CONCERT Wealth Management does not vote proxies for its client.

Other Included Managers (7):

Num Name File Number
1 Columbia
2 Envestnet
3 Invesco Advisors
4 NBE International
5 NBE Select
6 NWQ Investment
7 Sitrin Capital Management