MARINER INVESTMENT GROUP LLC

Q1 2014 13F Combination Report, Options Holdings

Signature - Title
Tucker Goodrich - Managing Director
Location
Harrison, NY
Options holdings as of
31 Mar 2014
Notional value
$0
Number of holdings
40
Filing time
14 May 2014, 15:14:30 UTC
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s).
Previous filing
Q4 2013 - 13 Feb 2014
Next filing
Q2 2014 - 12 Aug 2014
Stock holdings
Showing options holdings, see here for stock holdings
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value
Filing 2014 Q1 compared to 2013 Q4 by default. Changes are calculated vs the previous SEC filing.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Tucker Goodrich Managing Director Harrison, New York 14 May 2014

List of Other Managers Reporting for MARINER INVESTMENT GROUP LLC:

Name Holdings Value Location File Number
HAVENS ADVISORS LLC $39,341,097 New York, NY 028-10727