Concert Wealth Management Inc.

Q1 2014 13F Holdings Report, Stock Holdings

Signature - Title
James Thorn - Chief Compliance Officer
Location
San Jose, CA
Holdings as of
31 Mar 2014
Value $
$800,736,000
Num holdings
564
Filing time
12 May 2014, 19:12:23 UTC
Form type
13F-HR
Description
All US holdings of this investor are reported in this report. Top holdings included CPRT, DHI, UPS, AAPL, and SPY.
Previous filing
Q4 2013 - 12 Feb 2014
Next filing
Q2 2014 - 31 Jul 2014
SEC
View on sec.gov
Options Holdings
Showing stock holdings, see here for options holdings
Sym Weight Trade Impact Company Class Share Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2014 Q1 compared to 2013 Q4 by default. Changes are calculated vs the previous SEC filing.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
James Thorn Chief Compliance Officer San Jose, California 09 May 2014

Proxy voting authority for managers 1-22 reflects only their proxy voting and not CONCERT Wealth Management Inc. CONCERT Wealth Management does not vote proxies for its client.

Other Included Managers (22):

Num Name Location File Number
1 Adhesion Wealth Advisors
2 Advisors Asset Management
3 Allianz Global Investors
4 Blackrock Investment Management
5 Columbia
6 David Advisors
7 Envestnet
8 Invesco Advisors
9 Lazard Asset
10 Legg Mason Private
11 Lord Abbet
12 Loring Ward
13 NBE International
14 NBE Select
15 NWQ Investment
16 PIMCO
17 Robeco
18 Sitrin Capital Management
19 Thornburg
20 Todd Veredus Asset Management
21 Wells Fargo
22 Winslow Capital