HEIGHTS CAPITAL MANAGEMENT, INC

Q3 2025 13F Holdings Report, Options Holdings

Signature - Title
Brian Sopinsky - Assistant Secretary
Location
San Francisco, CA
Options holdings as of
30 Sep 2025
Notional value
$36,408,784
Number of holdings
2
Filing time
14 Nov 2025, 11:06:16 UTC
Description
All US holdings of this investor are reported in this report.
Previous filing
Q2 2025 - 14 Aug 2025
Next filing
Q4 2025 - 17 Feb 2026
Stock holdings
Showing options holdings, see here for stock holdings
This filing has been restated, see here for the amended filing
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value
Filing 2025 Q3 compared to 2025 Q2 by default. Changes are calculated vs the previous SEC filing.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Brian Sopinsky Assistant Secretary Bala Cynwyd, Pennsylvania 14 Nov 2025

Other Included Managers (1):

Num Name Location File Number
12 CVI Investments, Inc. Grand Cayman, Cayman Islands 028-17822