D.A. DAVIDSON & CO.

Q3 2016 13F Combination Report, Restatement, Stock Holdings

Signature - Title
Luke Vinnola - Senior Vice President, Director of Products
Location
Great Falls, MT
Holdings as of
September 30, 2016
Value $
$4.02B
Num holdings
2,531
Date filed
11/18/2016, 04:02 PM
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). The Form 13F report requires disclosure of the manager that files the report, the name and class of the security, the CUSIP code, the number of shares as of the end of the calendar quarter for which the report is filed, and the total market value. The market value column should not be used as a substitute for Assets Under Management (AUM), as it does not include cash held in accounts.
Previous filing
Q2 2016 - Aug 15, 2016
Next filing
Q4 2016 - Feb 15, 2017
Filing 2016 Q3 - Restatement compared to 2016 Q2 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Joely Meighan Senior Vice President, Director of Managed Assets Seattle, Washington 11/18/2016

Other Included Managers (57):

Num Name Location File Number
1 Alta Capital Management 028-05199
2 Anchor Capital Advisors
3 Ashfield Capital Partners LLC
4 Atalanta Sosnoff Management
5 C.S. McKee
6 Confluence Inv Management LLC
7 Contravisory
8 D. A. Davidson & Co.
9 Davidson Investment Advisors 028-10301
10 Davis Investment Advisors
11 Davis Selected Advisers, L.P.
12 Eagle Asset Management 028-01666
13 Efficient Market Advisors
14 Emerald Advisers Inc
15 Estabrook Capital Management 028-01283
16 Fairpointe Capital
17 Granite Investment Partners
18 Hahn
19 Harding Loevner
20 Hays Advisory 028-10649
21 John Hancock Asset Management 028-03955
22 Lazard Asset Management
23 Legg Mason
24 Legg Mason Private Portfolio Group, LLC
25 Lesa Sroufe & Co.
26 Lockwood AdvisorFlex Portfolios.
27 Lockwood Asset Allocation Portfolio
28 Lockwood Investment Strategies
29 Lord, Abbett & Co., LLC
30 Marshfield Associates Inc
31 McDonnell Investment Mgmt
32 Miller, Tabak & Co. LLC
33 NWQ Investment Management Co., LLC
34 NYLIM - Mackay Shields LLC
35 Oak Ridge Investments 028-06668
36 Oak Ridge Investments, LLC
37 Ocean Park
38 PMC
39 Pacific Income Advisors
40 Parametric Portfolio Associates
41 Placemark
42 RNC Genter Capital Management 028-00970
43 Reinhart Partners, Inc.
44 Riverbridge Partners, LLC
45 SFE Investment Counsel
46 SIGMA
47 Sage Advisory Services, Ltd. Co.
48 Sterling Capital
49 Thornburg Investment Management 028-06605
50 Todd Investment Advisors
51 Trillium Asset Management
52 Uniplan Real Estate Advisors
53 Victory Capital Management
54 WHV Investment Management
55 Wasatch Advisors
56 Wedgewood Partners, Inc.
57 iSectors Post