Raub Brock Capital Management LP

Q3 2019 13F Combination Report, Stock Holdings

Signature - Title
Richard Alpert - Principal
Location
Larkspur, CA
Holdings as of
September 30, 2019
Value $
$520M
Num holdings
57
Date filed
10/15/2019, 07:13 AM
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). The Form 13F report requires disclosure of the manager that files the report, the name and class of the security, the CUSIP code, the number of shares as of the end of the calendar quarter for which the report is filed, and the total market value. The market value column should not be used as a substitute for Assets Under Management (AUM), as it does not include cash held in accounts.
Previous filing
Q2 2019 - Jul 23, 2019
Next filing
Q4 2019 - Jan 27, 2020
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2019 Q3 compared to 2019 Q2 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Richard Alpert Principal Larkspur, California 10/15/2019

List of Other Managers Reporting for Raub Brock Capital Management LP:

Name Holdings Value Location File Number
ENVESTNET ASSET MANAGEMENT INC $310B Chicago, IL 028-13411
SEI INVESTMENTS CO $70.6B Oaks, PA 028-16454
Atria Investments, Inc $8.05B Charlotte, NC 028-14921
GeoWealth Management, LLC $2.3B Chicago, IL 028-16841
J.P. Morgan Private Wealth Advisors LLC San Francisco, CA 028-12624
MANAGED ACCOUNT ADVISORS LLC Jersey City, NJ 028-12631

Other Included Managers (3):

Num Name Location File Number
3 Beacon Pointe Wealth Advisors, LLC Newport Beach, CA 028-19008
1 BNY Mellon Advisors, Inc. Pennington, NJ 028-11769
2 Beacon Pointe Advisors, LLC Newport Beach, CA 028-19009