Rothschild Capital Partners, LLC

Q3 2017 13F Holdings Report, Restatement, Options Holdings

Signature - Title
Michael J. Levenson - Chief Operating Officer and Chief Compliance Officer
Location
New York, NY
Options holdings as of
September 30, 2017
Notional value $
$22.4M
Number of holdings
3
Date filed
9/6/2018, 01:07 PM
Description
All US holdings of this investor are reported in this report.
Previous filing
Q2 2017 - Sep 6, 2018
Next filing
Q4 2017 - Sep 6, 2018
Stock holdings
Showing options holdings, see here for stock holdings
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value
Filing 2017 Q3 - Restatement compared to 2017 Q2 - Restatement by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Beth Heming Chief Compliance Officer Golden Valley, Minnesota 9/5/2018

This Amendment No. 1 to Form 13F for the quarter ended September 30, 2017, originally filed with the Securities and Exchange Commission on October 31, 2017, is being filed for the purpose of including additional reportable equity option positions.