Rothschild Capital Partners, LLC

Q2 2016 13F Holdings Report, Restatement, Options Holdings

Signature - Title
Michael J. Levenson - Chief Operating Officer and Chief Compliance Officer
Location
New York, NY
Options holdings as of
June 30, 2016
Notional value $
$70.3M
Number of holdings
13
Date filed
9/6/2018, 12:58 PM
Description
All US holdings of this investor are reported in this report.
Previous filing
Q1 2016 - Sep 6, 2018
Next filing
Q3 2016 - Sep 6, 2018
Stock holdings
Showing options holdings, see here for stock holdings
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value
Filing 2016 Q2 - Restatement compared to 2016 Q1 - Restatement by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Beth Heming Chief Compliance Officer Golden Valley, Minnesota 9/5/2018

This Amendment No. 1 to Form 13F for the quarter ended June 30, 2016, originally filed with the Securities and Exchange Commission on July 26, 2016, is being filed for the purpose of (i) revising the number of underlying shares previously reported for certain reportable equity option positions; (ii) revising the value of such equity option positions accordingly; (iii) including additional reportable equity option positions based on the revised number of underlying shares that were previously omitted as de minimis; and (iv) revising the CUSIP numbers of certain reported equity option positions to that of the underlying security.