Rothschild Capital Partners, LLC

Q4 2015 13F Holdings Report, Restatement, Stock Holdings

Signature - Title
Beth Heming - Chief Compliance Officer
Location
New York, NY
Holdings as of
31 Dec 2015
Value $
$187,672,000
Num holdings
38
Filing time
06 Sep 2018, 12:44:48 UTC
Form type
13F-HR/A-2 - Restatement
Description
All US holdings of this investor are reported in this report. Top holdings included META, GOOGL, CRM, SBUX, and AMZN.
Previous filing
Q3 2015 - 06 Sep 2018
Next filing
Q1 2016 - 06 Sep 2018
SEC
View on sec.gov
Options Holdings
Showing stock holdings, see here for options holdings
Sym Weight Trade Impact Company Class Share Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2015 Q4 - Restatement compared to 2015 Q3 - Restatement by default. Changes are calculated vs the previous SEC filing.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Beth Heming Chief Compliance Officer Golden Valley, Minnesota 05 Sep 2018

This Amendment No. 2 to Form 13F for the quarter ended December 31, 2015, originally filed with the Securities and Exchange Commission on February 13, 2015 and amended on May 6, 2016, is being filed for the purpose of (i) revising the number of underlying shares previously reported for certain reportable equity option positions; (ii) revising the value of such equity option positions accordingly; and (iii) revising the CUSIP numbers of certain reported equity option positions to that of the underlying security.