UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC

Q3 2024 13F Combination Report, Stock Holdings

Signature - Title
Barry J. Mullen - COMPLIANCE HEAD, UBS AM BUSINESS UNIT OF UBS AM AMERICAS LLC
Location
Chicago, IL
Holdings as of
September 30, 2024
Value $
$389B
Num holdings
2,799
Date filed
11/14/2024, 07:30 AM
Form type
13F-HR
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). Top holdings included MSFT, NVDA, AAPL, AMZN, and META.
Previous filing
Q2 2024 - Aug 14, 2024
Next filing
Q4 2024 - Feb 14, 2025
SEC
View on sec.gov
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2024 Q3 compared to 2024 Q2 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
BARRY J. MULLEN COMPLIANCE HEAD, UBS AM BUSINESS UNIT OF UBS AM AMERICAS LLC New York, New York 11/14/2024

List of Other Managers Reporting for UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC:

Name Holdings Value Location File Number
Brown Brothers Harriman & Co $16.4B New York, NY 028-00408
Jacobs Levy Equity Management, Inc $25.2B Florham Park, NJ 028-03059
Kayne Anderson Rudnick Investment Management Llc $41B Los Angeles, CA 028-05792
Riverbridge Partners Llc $5.93B Minneapolis, MN 028-05655
Neuberger Berman Investment Advisers LLC New York, NY 028-17085
Fulcrum Asset Management LLP $361M London, United Kingdom 028-20335
J.P. Morgan Investment Management Inc. New York, NY 028-11937
Kettle Hill Capital Management, Llc $444M New York, NY 028-17689
PCJ Investment Counsel Ltd. $359M Toronto, Ontario, Canada 028-12690
Artisan Partners Limited Partnership $69.5B Milwaukee, WI 028-13578
ARGA Investment Management, LP $3.77B Stamford, CT 028-15430
Rwc Asset Advisors (Us) Llc $611M Miami, FL 028-19400
GQG Partners LLC $65.1B Ft. Lauderdale, FL 028-17876
Aviva Investors Americas LLC Chicago, IL 028-20645

Other Included Managers (10):

Num Name Location File Number
1 UBS Group AG Zurich, Switzerland
2 UBS Asset Management Trust Company
7 UBS Asset Management Switzerland AG
8 UBS Asset Management (UK) Ltd.
9 UBS Asset Management Life Ltd.
10 HFS, a distinct business unit of UBS Asset Management Americas LLC
11 CIG US, a distict business unit of UBS Asset Management Americas LLC
12 Credit Suisse Fund Management S.A. Luxembourg, Luxembourg
13 MultiConcept Fund Management S.A. Luxembourg, Luxembourg
14 UBS Fund Management (Switzerland) AG