Sumitomo Mitsui Financial Group, Inc.

Q4 2023 13F Combination Report, Stock Holdings

Signature - Title
Osahiro Yamamoto - General Manager Planning Dept., Global Markets Business Unit
Location
Tokyo, Japan
Holdings as of
December 31, 2023
Value $
$3.15B
Num holdings
140
Date filed
2/8/2024, 06:15 AM
Form type
13F-HR
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). Top holdings included ARES, ESGU, CME, SOXX, and LQD.
Previous filing
Q3 2023 - Nov 8, 2023
Next filing
Q1 2024 - May 13, 2024
SEC
View on sec.gov
Options Holdings
Showing stock holdings, see here for options holdings
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2023 Q4 compared to 2023 Q3 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Osahiro Yamamoto General Manager Planning Dept., Global Markets Business Unit Tokyo, Japan 2/8/2024

List of Other Managers Reporting for Sumitomo Mitsui Financial Group, Inc.:

Name Holdings Value Location File Number
Sumitomo Mitsui DS Asset Management Company, Ltd $12.3B Tokyo, Japan 028-14064
TT International Asset Management LTD $516M London 028-20249

Other Included Managers (4):

Num Name Location File Number
1 Sumitomo Mitsui Banking Corp Tokyo, Japan 028-17800
2 SMBC Trust Bank Ltd. Chiyoda Ku, Tokyo, Japan 028-18879
3 SMBC Nikko Securities Inc. Tokyo, Japan 028-20371
4 Sumitomo Mitsui Card Company, Ltd Osaka, Japan 028-20372