Penn Mutual Asset Management

Q3 2023 13F Combination Report, Stock Holdings

Signature - Title
Keith Huckerby - Senior Managing Director and Chief Operating Officer
Location
Conshohocken, PA
Holdings as of
September 30, 2023
Value $
$107M
Num holdings
69
Date filed
11/13/2023, 04:00 PM
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s).
Previous filing
Q2 2023 - Aug 11, 2023
Next filing
Q4 2023 - Feb 13, 2024
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2023 Q3 compared to 2023 Q2 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Keith Huckerby Senior Managing Director and Chief Operating Officer Horsham, Pennsylvania 11/13/2023

List of Other Managers Reporting for Penn Mutual Asset Management:

Name Holdings Value Location File Number
PRICE T ROWE ASSOCIATES INC /MD/ $836B Baltimore, MD 028-00115
ALLIANCEBERNSTEIN L.P. $286B Nashville, TN 028-10562
AMERICAN CENTURY INVESTMENT MANAGEMENT INC Kansas City, MO 028-01091
COHEN & STEERS CAPITAL MANAGEMENT INC New York, NY 028-02405
EATON VANCE MANAGEMENT Boston, MA 028-04139
GOLDMAN SACHS ASSET MANAGEMENT, L.P. New York, NY 028-10981
JANUS HENDERSON INVESTORS US LLC Denver, CO 028-01343
MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST Philadelphia, PA 028-05267
MFS Investment Management K.K. Tokyo, Japan 028-13177
SSGA FUNDS MANAGEMENT INC Boston, MA 028-11338
VONTOBEL ASSET MANAGEMENT INC New York, NY 028-04490