UBS Group AG

Q3 2023 13F Combination Report, Stock Holdings

Notable people
EUROPE SE UBS, UBS La Maison de Gestion
Signature - Title
Andrew Johnson - Head Group Shareholding Reporting
Location
Zurich, Switzerland
Holdings as of
30 Sep 2023
Value $
$218,233,978,734
Num holdings
8,254
Filing time
09 Nov 2023, 06:30:11 UTC
Form type
13F-HR
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). Top holdings included MSFT, AAPL, SPY, AMZN, and GOOGL.
Previous filing
Q2 2023 - 11 Aug 2023
Next filing
Q4 2023 - 09 Feb 2024
SEC
View on sec.gov
Options Holdings
Showing stock holdings, see here for options holdings
Sym Weight Trade Impact Company Class Share Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2023 Q3 compared to 2023 Q2 by default. Changes are calculated vs the previous SEC filing.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Andrew Johnson Head Group Shareholding Reporting Nashville, Tennessee 31 Oct 2023

List of Other Managers Reporting for UBS Group AG:

Name Holdings Value Location File Number
CREDIT SUISSE AG/ $102,742,275,371 Zurich, Switzerland 028-11379
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC $472,968,483,625 Chicago, IL 028-02682
OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) $919,915,637 Chicago, IL 028-06327

Other Included Managers (9):

Num Name Location File Number
1 UBS FINANCIAL SERVICES INC New York, NY 028-11496
30 UBS AG Zurich, Switzerland 028-10396
31 UBS Switzerland AG Zurich, Switzerland 028-21410
34 EUROPE SE UBS Frankfurt, Germany 028-21431
35 UBS Bank (Canada) Toronto, Ontario, Canada 028-22388
39 UBS La Maison de Gestion Paris, France 028-21440
40 UBS SECURITIES LLC New York, NY 028-21412
43 UBS BRASIL ADMINISTRADORA DE VALORES MOBILIARIOS LTDA. Sao Paulo, Brazil 028-21429
44 UBS (Monaco) S.A. Monaco, Monaco 028-22657