UBS Group AG

Q2 2023 13F Combination Report, Options Holdings

Signature - Title
Andrew Johnson - Head Group Shareholding Reporting
Location
Zurich, Switzerland
Options holdings as of
June 30, 2023
Notional value $
$66B
Number of holdings
1,085
Date filed
8/11/2023, 12:23 PM
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s).
Previous filing
Q1 2023 - May 12, 2023
Next filing
Q3 2023 - Nov 9, 2023
Stock holdings
Showing options holdings, see here for stock holdings
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value
Filing 2023 Q2 compared to 2023 Q1 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Andrew Johnson Associate Director Nashville, Tennessee 7/31/2023

List of Other Managers Reporting for UBS Group AG:

Name Holdings Value Location File Number
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC $389B Chicago, IL 028-02682
OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) $1.27B Chicago, IL 028-06327

Other Included Managers (9):

Num Name Location File Number
1 UBS FINANCIAL SERVICES INC New York, NY 028-11496
30 UBS AG Zurich, Switzerland 028-10396
31 UBS Switzerland AG Zurich, Switzerland 028-21410
34 UBS EUROPE SE Frankfurt, Germany 028-21431
35 UBS Bank (Canada) Toronto, Ontario, Canada 028-22388
39 UBS La Maison de Gestion Paris, France 028-21440
40 UBS Securities LLC 028-21412
43 UBS BRASIL ADMINISTRADORA DE VALORES MOBILIARIOS LTDA. Sao Paulo, Brazil 028-21429
44 UBS (Monaco) S.A. Monaco, Monaco 028-22657