Nuveen Asset Management, LLC

Q4 2022 13F Combination Report, Options Holdings

Signature - Title
Travis Pauley - Managing Director, Sr Compliance Officer, Nuveen Compliance
Location
Chicago, IL
Options holdings as of
December 31, 2022
Notional value $
$0
Number of holdings
5
Date filed
2/14/2023, 06:15 AM
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s).
Previous filing
Q3 2022 - Nov 14, 2022
Stock holdings
Showing options holdings, see here for stock holdings
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value
Filing 2022 Q4 compared to 2022 Q3 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Travis Pauley Managing Director, Sr Compliance Officer, Nuveen Compliance New York, New York 2/14/2023

Other Included Managers (4):

Num Name Location File Number
1 NUVEEN INVESTMENTS, INC Chicago, IL 028-11405
2 Nuveen Fund Advisors, LLC Chicago, IL 028-11710
3 TIAA CREF INVESTMENT MANAGEMENT LLC New York, NY 028-03194
4 TEACHERS ADVISORS, LLC New York, NY 028-04800