UBS Group AG

Q4 2022 13F Combination Report, Options Holdings

Signature - Title
Andrew Johnson - Head Group Shareholding Reporting
Location
Zurich, Switzerland
Options holdings as of
December 31, 2022
Notional value $
$59.5B
Number of holdings
1,203
Date filed
2/8/2023, 02:18 PM
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s).
Previous filing
Q3 2022 - Nov 10, 2022
Next filing
Q1 2023 - May 12, 2023
Stock holdings
Showing options holdings, see here for stock holdings
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value
Filing 2022 Q4 compared to 2022 Q3 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Andrew Johnson Associate Director Nashville, Tennessee 2/1/2023

List of Other Managers Reporting for UBS Group AG:

Name Holdings Value Location File Number
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC $349B Chicago, IL 028-02682
OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) $1.58B Chicago, IL 028-06327

Other Included Managers (10):

Num Name File Number
1 UBS Financial Services Inc 028-11496
30 UBS AG 028-10396
31 UBS Switzerland AG 028-21410
33 UBS Securities Japan Co., Ltd 028-21660
34 UBS Europe SE 028-21431
35 UBS Bank (Canada) 028-22388
39 UBS La Maison de Gestion 028-21440
40 UBS Securities LLC 028-21412
43 UBS Brasil Administradora de Valores Mobiliarios Ltda 028-21429
44 UBS (Monaco) S.A. 028-22657